Risk and Compliance Insights | Lisa Deschamp - Page 10 | MyComplianceOffice

Posts by Lisa Deschamp:

The United States Capitol building under a clear blue sky.

Financial Services Firms Suspend or Review Political Contributions

The aftermath of the political unrest at the U.S. Capitol last week has seen many Financial...

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Reduce Compliance Risk by Doing More With Less

A recent Deloitte study found that organizations surveyed indicated that that as their compliance...

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MCO-compliance-webinars

2020: A Great Year of Webinars

2020 was a different year, but some things never change. MCO once again hosted several webinars to...

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U.S. Capitol building illuminated at dusk with city lights in the background.

Pay-to-Play Compliance Key in Record Breaking Election Cycle

The Federal Election Commission (FEC) recently released their Statistical Summary of 18-Month...

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compliance-technology

Using Technology to Transform Compliance

Financial institutions never faced as many challenges as during Covid-19. In order to face...

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Desktop computer displaying analytics graph on a tidy office desk with plants and books.

Technology Helps Firms with Remote Work Compliance

Remote work is a part of the current normal in the financial services industry, in the short term...

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DOJ Demonstrates Heightened Focus on Third-Party Risk

Recent guidance from the US Department of Justice (DOJ) on the Evaluation of Corporate Compliance...

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how to design an effective conflict of interest policy

SEC Finds Deficiencies in Disclosing Conflicts of Interest and MNPI

The Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange...

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