Compliance Insights

APRA Launches Prudential Handbook to Simplify Compliance

The Australian Prudential Regulation Authority (APRA) has undergone several initiatives over the...

READ MORE

APRA Slaps Super Fund with Additional Licence Conditions

The Australian Prudential Regulation Authority (APRA) has imposed additional licence conditions on...

READ MORE

ASIC Action Results in $1.25 Million Fine of “Licensee for Hire” Firm

The Australian Federal Court recently issued a staggering $1.25 million penalty against a wholesale...

READ MORE

Singapore Regulation 2024: MAS Anti-Money Laundering Updates

The Monetary Authority of Singapore (MAS) is taking aim. Anti-Money Laundering (AML) and Combating...

READ MORE

MAS Bill Set to Enhance Investigative and Supervisory Powers

The Financial Institutions (Miscellaneous Amendments) Bill, or FIMA Bill, aims to enhance the...

READ MORE

Australia Steps Up Foreign Bribery Prevention with New CFB Bill

The Combatting Foreign Bribery (CFB) Bill aims to reform Australia’s foreign bribery offences. It...

READ MORE

SFC News: 2024-2026 Strategic Priorities and Takeaways for Your Firm

Hong Kong’s Securities and Futures Commission (SFC) has detailed its strategic priorities to...

READ MORE

The Financial Accountability Regime (FAR Bill) Draws Closer

The long-awaited Financial Accountability Regime (FAR Bill) will come into effect for the...

READ MORE

Tech and AI in Finance: Singapore’s Focus (SFF2023 Takeaways)

The 2023 Singapore FinTech Festival (SFF2023) brought a hive of activity and excitement to the...

READ MORE