Recent Posts by MCO Marketing

Video: Get to Know MCO's Third-Party Risk Mgt Solution

The key to effective third-party risk management is ensuring  controls are in place when a relationship begins, remain in place over time, and change as needed to manage new risks. Watch this brief video to understand how MCO's third-party risk management software can help you automate this process, affordably and without the complexity associated with other vendors.

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How are you dealing with your millennials employees?

What is generation?

The generation theory was first introduced by the socialist Karl Manheim in 1923. The theory divides generation into groups according to their wishes, experiences, expectancies, values, lifestyles and demographic characteristics, which influence their lives and the way that they consume and behave.

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Capturing Employee Personal Trades

Automating the monitoring of personal trade accounts requires the capture of trade data in an electronic format. Data capture is an important topic and one that is not always fully understood. Typically, firms begin data capture by acquiring direct feeds from the major brokerage firms. This can resolve 60-70% of trade capture needs for US accounts. A good start, but significant challenges remain; the 30-40% of US accounts that are not captured as well as the non-US trading activity ,typically 80-90%.

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How to Design an Effective Conflict of Interest Policy

A compliance officer's role includes effectively managing conflicts of interest to enhance a firm's conduct culture. One of the ways to do this is a well designed conflict of interest policy that add clarity to the decision process. Below are a few suggestions to ensure that your policy is in good shape for 2020.

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FCPA-Related Jury Trial Convicts Four Defendants in 2019

The Foreign Corrupt Practices Act of 1977 (FCPA) is a United States law and prohibits firms and individuals from paying bribes to foreign officials in pursuit of business deals. In the past years, we haven’t seen many FCPA-related trials, however, in 2019 we saw the FCPA convicting four defendants in three trials.

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