FCA Multi-Firm Review Highlights Risks in Off-Channel Communications The Financial Conduct Authority (FCA) has published the findings of a multi-firm review into how... READ MORE
Practical SEC Exam Guidance for a Shifting US Regulatory Environment Change and uncertainty are constants in the US regulatory environment these days. But while some... READ MORE
UK AML Regulatory Reforms in 2025 and Beyond As HM Treasury reforms and updates the Money Laundering Regulations, UK financial services firms... READ MORE
Politically Exposed Persons (PEPs): Risks to KYC and AML Compliance Politically Exposed Persons (PEPs) in financial services compliance are individuals who hold or... READ MORE
Navigating the Challenges of Bank Secrecy Act (BSA) Compliance Compliance with the Bank Secrecy Act (BSA) is a cornerstone of responsible banking. As financial... READ MORE
Managing Adverse Media Screening: A Critical Element of AML Compliance Adverse media screening, also known as negative news screening, is the process of monitoring and... READ MORE
How Well Do You Really Know Your Business Partners? Whether it’s a supplier in another country, a vendor providing critical services or a new customer... READ MORE
AML Compliance and Regulatory Enforcement Across the European Union For regulated companies in the European Union, 2025 is bringing numerous changes in the area of... READ MORE
The 1MDB Scandal: A Case Study in PEP and Corruption Risk In the world of finance, risk from politically exposed persons (PEPs) is significant. The... READ MORE
