MyComplianceOffice Blog

Employees who work at firms in the financial services industry are privy to sensitive information of all kinds. There are many ways for employees to abuse this information beyond garden-variety insider trading. As the ways bad actors can misuse information and manipulate the market getincreasingly sophisticated, the need for equally sophisticated compliance technology to keep up continues to grow.  

As FINRA phases out WebEFT, financial institutions face the daunting task of migrating to FINRA's new API platform. Managing the switch internally leaves firms to choose between a significant and ongoing investment in development and compliance resources or a move back to inefficient and error-prone manual processes. 

The April 30 sunset date is coming up fast. Is your firm ready for the change? 

Singapore’s CPIB exposes a major corruption scheme funnelling millions through procurement fraud, resulting in a guilty plea and a reckoning for those involved.

MyComplianceOffice is an innovative, cost-effective and easy-to-use platform that streamlines compliance and regulatory processes for financial services firms. Its integrated technology and comprehensive suite of solutions lets firms take a proactive approach to compliance management and the mitigation of potential conflicts of interest and risk.

Our 1400+ customers across 105 countries find many reasons to love MyComplianceOffice. Here are just a few!

The Financial Industry Regulatory Authority (FINRA) has released its 2025 Annual Regulatory Oversight Report, providing crucial insights into the regulatory landscape for member firms. This year's report covers a broad range of topics, including some new areas of focus plus perennial areas of regulatory concern.