Here at MCO we keep a close eye on the activities of regulators. Read the highlights; FINRA fines in Q3 2018 - 5 Findings.
The following is a guest post from Elin Cherry, Founder and CEO of Elinphant LLC and the October 17th MCO Webinar presenter and co-host.
Sign up now for a presentation and live Q&A with Elin on the Webinar, Cryptocurrency & ICO Compliance: How to Detect and Manage Conflicts of Interest.
Employees are participating in the cryptocurrency marketplace and firms need to address and supplement their employee trading, private transaction and outside business activity policies expediently.
Although cryptocurrency and the cryptocurrency marketplace are novel, most of the activity is covered within current employee trading, private investments and outside business interests policies. However, many firms have not communicated the application of these policies to cryptocurrency activity.
How can you apply current employee policies to cryptocurrency?
