FINRA Fines Q2 2018 - 6 Findings

Here at MCO we keep a close eye on the activities of regulators. Read the highlights here; FINRA fines in Q2 2018 - 6 Findings.

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The ABC's of Compliance Tech to Fight Bribery and Corruption

This blog post is an excerpt from a LegalTech News article, written by CEO, Brian Fahey.  

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Leveraging RegTech to Eliminate Conduct Risk Blind Spots

"Without the ability to centrally manage conduct risk data, even leading firms that pride themselves on promoting cultures of compliance can easily overlook misconduct that could have been curtailed."

This blog post is an excerpt from a LegalTech News article, written by CEO, Brian Fahey. 

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Third Party Risk Management: Driving Enterprise Value

MCO is delighted to present an excerpt from the new book, Third-Party Risk Management: Driving Enterprise Value, published from RMA by author, thought-leader, and the host of MCO's May 2018 Webinar, Linda Tuck Chapman. 

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Cybersecurity and GDPR: the Budget Battles

FineOps Report recently featured CEO of MCO, Brian Fahey in an article discussing cybersecurity and GDPR. Read an excerpt here, with a link to the full story at the bottom of the post.

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