MyComplianceOffice Blog

It’s almost time to step away from the heroics of your day-to-day compliance duties and enjoy a well-deserved break this Mother’s Day. Let’s be honest, motherhood is much like compliance and we believe that moms really do make great compliance officers!

FINRA’s premier event, the national conference in Washington DC begins May 16. Once again, MCO staff will be on hand to exhibit and network. In preparation for the event, we’ve compiled our top 8 things to do while at FINRA in DC. 

We have selected some of the GRC News highlights from the past month and summarized them into this blog post. Subscribe to keep up to date on more GRC news updates.

Earlier this week Brazilian conglomerate Odebrecht was ordered to pay a record $2.6 billion in fines for violations of anti-corruption laws in Brazil, Switzerland and the Foreign Corrupt Practices Act.

Here at MCO we keep a close eye on the activities of regulators. By our calculations, Q1 has been a record quarter for FINRA fines sanctioned. Read the highlights here; FINRA fines in Q1 2017 - 6 Findings.