Global Expansion is Challenging Compliance

“We can’t change human nature, or the pressures of business and the economic/political backdrop, but we can change how we deal with compliance” states Crispin Rapinet,  partner at Hogan Lovells, in the 2020 report providing an overview of the challenges for multinationals on all aspects of anti-bribery & corruption.

The report highlights how multinationals in Europe, the U.S., and Asia are dealing with the pressure of global growth while balancing  ABC's concerns when investing in Africa, Asia and Latin America.

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How to Design an Effective Conflict of Interest Policy

A compliance officer's role includes effectively managing conflicts of interest to enhance a firm's conduct culture. One of the ways to do this is a well designed conflict of interest policy that add clarity to the decision process. Below are a few suggestions to ensure that your policy is in good shape for 2020.

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Dealing with Corporate Gifts During the Festive Season

Yes, that wonderful time of the year has arrived again. The time where most of your employees will receive gifts from customers and third-party. Risks are evident, but there are a few things to consider in order to maintain gift compliance. Read through the blog and ask yourself: Is your organization prepared to deal with corporate gifts this season and all year long? Are you aware of FINRA gifting guidelines?

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Singapore Fintech Festival 2019 – See you there!

The annual Singapore Fintech Festival (SFF) starts next week and will gather the biggest financial institutions of the world, not to mention regulators, investors, and academia. The event will include hundreds of speakers from around the globe, discussing themes such as artificial intelligence, blockchain, cloud, and cybersecurity. This year, the main conference will also focus on climate change and sustainability.

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How Artificial Intelligence Can Assist Compliance

Artificial Intelligence has been around for 70 years now, but in the past 10 years, it has become more and more feasible. Scientists, academics and business owners are very optimistic about the future of AI and how it could change the way we live. We have been seen these changes and technological advances every day around us and in many industries.

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