You can download a full copy of the slides from this webinar.
Full video transcript available below:
Hello and welcome to today's webinar titled SEC and FINRA 2017 Priorities: A Midyear Update, hosted by me, Joe Boyhan of MCO and Russell Sacks and Jennifer Morton of Shearman & Sterling. Russell is a partner in the Global Financial Institutions Advisory and Financial Regulatory Group and provides advice to market participants on a worldwide basis with respect to regulatory transactional trading and market issues with particular emphasis on US regulation.
Jennifer is a counsel in the Global Financial Institutions Advisory and Financial Regulatory Group and provides advice to the US and non-US banks and broker dealers on regulatory transactional trading and market issues. She has practiced in the formation of brokerage firms and her responsibilities includes the representation of the firms underwriting clients under the rules of the financial industry regulatory authority, or otherwise knows as FINRA.
Please note that slides from today and video recording of the session will be made available on our website. You will receive an email from us in the coming days with a link to download these resources. I'm having to pass you on to Russell, he's going to start today's webinar.
This webinar was co-hosted with Shearman and Sterling LLP