MyComplianceOffice Blog

We have selected some of the AML news highlights from the past 21 days across the globe and condensed them into this short blog post.

According to recent reports, the Securities and Exchange Commission (SEC) seeks to hire 100 new compliance examiners by October 2016. The plans by the enforcement to expand staff by 20% have substantial ramifications for investment firms who can anticipate that more examiners will ultimately mean more examinations.