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The Financial Conduct Authority (FCA) recently released a Strategy Document for 2022 to 2025 along with its Annual Business Plan. With a focus on transformation, data and consistency, the documents outline the FCA’s plans to shift from a rules and process approach to an outcome-based methodology.

 What does the FCA’s updated approach mean for Financial Services firms in the UK today, and how should Compliance policies, procedures and practices evolve accordingly?

Join MCO and Sani Jackson from Optima Partners for an in-person briefing designed just for senior compliance professionals. We’ll share practical tips and guidance on moving forward in light of the FCA’s plans, including

  • Understanding areas of strategic focus along with potential regulatory impacts
  • Role of data, intelligence and technology
  • Approach to addressing market abuse and preventing fraud
  • The most effective business practices for today’s CCO to keep pace

 A question and answer session will follow the presentation.

 Have you been wondering what other firms are planning on doing to deliver on the outcomes required by the FCA? We’ll have a networking coffee hour before the session and we’ll wrap up the evening with ale tasting and the history of Brewer Hall, so you’ll have plenty of time to connect with your peers to discuss.

Brewer's Hall, is located at Aldermanbury Square. Barbican, London. Attendance is limited, please reserve your seat as soon as possible.

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  • 3:15

    Registration, Coffee and Refreshments

    3:15 - 4:00 (45 minutes)

  • 4:00

    Compliance Briefing and Attendee Discussion

    4:00 - 5:30 (One hour 30 minutes)

  • 5:30pm

    Networking: Brewers' Hall History and Ale Tasting

    5:30 - 7:00pm (15 minutes)

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Sani_Jackson

Sani Jackson

Partner, Optima Partners

Brian_Fahey_180x189

Brian Fahey

Chief Executive Officer

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