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If you would like to reduce the cost of compliance, improve your monitoring capabilities and efficiencies, the MyComplianceOffice platform is the right choice, we have everything you need in one powerful platform.

Clients

450 +

Countries

100 +

Users

8000 +
Choose Your Plan

For Small Firms

Scalable and affordable, MCO Essentials provides small firms with an automated, cost-effective and complete compliance solution.

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What MCO Essentials includes
  • Personal Account Dealing / Personal Trading Compliance
  • Trade Capture
  • Certifications & Questionnaires
  • Forms
  • Mobile App

For Medium Firms

MyComplianceOffice is the perfect software for medium firms looking for a solution to address the many areas of employee compliance and transactional conflict of interest. The platform allows firms to implement modules individually or combined to suit their needs.

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What can be included
Know Your Employee
  • Personal Account Dealing / Personal Trading Compliance
  • Gifts and Hospitality
  • Political Contributions and Donations
  • Outside Business Activities
  • Authorization, Registrations, and Licensing
  • Role Monitoring and Assurance

Know Your Transactions
  • Insider Trading and MNPI 
  • Deal & Engagement Review 
  • Customer Suitability 
  • Trade Surveillance

For Large Firms

Large organizations present in different locations can power their compliance program with a platform specially designed to get work done faster, reduce the risk of misconduct, and compliance costs.

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What can be included
Know Your Employee
  • Personal Account Dealing / Personal Trading Compliance
  • Gifts and Hospitality
  • Political Contributions and Donations
  • Outside Business Activities
  • Authorization, Registrations, and Licensing
  • Role Monitoring and Assurance
 
Know Your Transactions
  • Insider Trading and MNPI 
  • Deal & Engagement Review 
  • Customer Suitability 
  • Trade Surveillance
  • ESG Compliance
 
Know Your Third Party
  • Third-Party Risk 
  • Third Party Approvals
Testimonial
John-Vekich-Foreside-Mananging-Director

John Vekich

Managing Director - Foreside

"MCO’s powerful Know Your Employee solution has enabled us to reinforce Foreside’s brand in the fintech space while simultaneously offering our clients the robust solutions needed to ensure their firm’s compliance. Our clients find the solution to be powerful, yet user friendly, and the flexibility of the solution allows us to be nimble and adapt to our clients’ needs."

Volkov-1

Michael Volkov

President & CEO at Volkov Law Group 

"MyComplianceOffice can be used in a very effective way for monitoring real-time, and pre-approving real-time requests to expend money on gifts, meals, entertainment, travel, and hospitality." .............................................................................................................................................................................................................................................................................

Hundreds of firms use MyCompliaceOffice

Customer Stories