New SEC Rules, ADV update Webinar by MCO & Shearman Sterling



MyComplianceOffice is pleased to confirm Nathan Greene and Patrick Sweeney of Shearman & Sterling as co-hosts and speakers for the October Webinar, “More Public Disclosures for Investment Advisers.”

The webinar will discuss how the new SEC requirements (which take effect on October 1, 2017) will significantly expand public disclosures by registered investment advisers for their SMA businesses. It will also examine the so-called "umbrella registrations" of related advisers and advise on the key changes made to Form ADV. There is time to act, but many to-do's follow from the new rules. The webinar will cover practical tips for the coming compliance challenges.

Nathan J. Greene, Partner and Practice Group Leader of Shearman & Sterling's Investment Funds Group, has extensive experience advising on investment advisory operations. He has consistently been recognized as a leading lawyer by Chambers USA and Legal500, and is a Burton Award Winners for distinguished legal writing.

Patrick D. Sweeney, Counsel in Shearman & Sterling's Investment Funds Group, has over 25 years of experience representing investment managers in connection with their fund products. He was recently recognized as a New York Metro Super Lawyer, and in addition received the prestigious Martindale-Hubbell AV Preeminent peer review rating.

Shearman & Sterling is an international law firm, headquartered in New York and with approximately 850 lawyers in 20 offices around the world, that has been advising many of the world's leading corporations and financial institutions, governments and governmental organizations for more than 140 years.

Join Nathan, Patrick and MyComplianceOffice on October 13th at 12 pm EST for a Free Webinar entitled “More Public Disclosures for Investment Advisers.”

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